Create a Formal Business Organization Structure

Set up an LLC or S-Corp for Your Financial Business

Need professional assistance forming your business entity?

Our entity support services help you navigate the nuances and challenges of implementing a more formal organizational structure for your firm. While it may seem challenging at first, proper business entity formation can serve as the foundation for growth and provides numerous benefits. SRG offers a variety of solutions to help, from our simple Starter service where we provide you all the industry specific agreements to use on your own, to our Elite service where we do it all for you.

Extensive Industry Expertise

There are numerous reasons to operate your business under an LLC or corporation, but there are numerous financial industry-specific nuances to navigate. But, it is still possible to leverage an entity if done correctly. Our team will help make the entity setup process turnkey and effective for business owners. 

Benefits of Correct Entity Setup

Using an entity to operate your business can only help you, and every business owner should consider using one. You’ll benefit from decreased personal liability as an owner, increase your ability to start sharing equity & develop phantom equity plans, and benefit from potential tax savings.

Ongoing Support for Growing Practices

SRG’s team of experts help you establish a robust entity set up designed to grow with your business. We can also provide the ongoing maintenance support to keep the entity current at all times through our Entity Maintenance Program, allowing owners to focus on more productive activities.

Entity Formation Assistance at a Glance

You will receive one-on-one consulting from a dedicated member of our team, with resources designed for your specific business needs.

We offer three entity packages based on your needs. At a minimum all of our entity services include:

  • Single point of contact
  • Entity documents
  • E-Signature and backup storage vault (for certain documents)

Our elite entity package includes additional consulting, recommendations, an entity binder, coordination with your tax professional, and industry resources so you can seamlessly move forward day one.

SRG is fantastic. They worked with us and explained all our questions. They had meetings with our accountant to coordinate the setting up of the entity and S-corp. We were very happy with all of their explanations and guidance. The final binder we received was great to keep all of our information in and make sure we had everything set up correctly. (…)

— Sharon B.

I can’t say enough good things about our experience with SRG. They were wonderful to work with, always responsive, on top of us but never pushy, gave us great advice and helped us implement. We asked quite a bit from them and asked that it be done in a tight timeline and they found a way to make it work and were ALWAYS very professional and kind. (…)

— Ryan J.

The experience in setting up an entity was a good growth experience for me in investigating deeply the options that we have available with all the complexities that exist. (…) SRG was helpful in giving me the confidence that the path chosen was the right one and provided the flexibility that we will need down the road.

— Kent T.

Entity Service Pricing

Starter

Premium

Elite

$3,000

per entity

$6,500

per entity

$8,000

per entity

Best For

Type of Practice

RR, IAR, RIA, Insurance, Retirement Plans, OSJ, CPA Firms

RR, IAR, RIA, Insurance, Retirement Plans, OSJ, CPA Firms

RR, IAR, RIA, Insurance, Retirement Plans, OSJ, CPA Firms

# of Owners

Up to 1 Owner

Up to 2 Owners

Up to 3 Owners

Entity Usage

Single Member Entity, Holding Company

Multi-Owner Entity

Multi-Owner Entity, Restructuring of one entity

Features

Options

Additional Owners

$500

.

$3,000

per valuation

Best For

Type of Practice

RR, IAR, RIA, Insurance, Retirement Plans, OSJ, CPA Firms

# of Owners

Up to 1 Owner

Entity Usage

Single Member Entity, Holding Company

Features

Options

Additional Owners

FAQs for Entity Setup and Support

Our entity support service is designed to help advisors navigate the nuances and challenges related to creating and using a more formal organizational structure for their business (e.g., partnership or corporation).
Compared with businesses in other industries, the flow of revenue in the financial services industry necessitates additional steps because you are paid directly. This results in different regulatory nuances that you will need to know how to navigate. Our firm works exclusively in this industry, ensuring that you are not only compliant for internal purposes, but also for tax and legal purposes. We collaborate extensively with your CPA to ensure this happens and that he/she understands the background on the issue and the solution.

Talk with Our Business Development Team to Learn More

Schedule an appointment to learn more about our entity assistance services.