Improve Services
Entity Services
SRG’s Entity Formation program helps advisors create and/or formalize how they use a more robust equity structure, such as a corporation or limited liability company. Whether working under an independent broker-dealer (IBD) or corporate RIA, our experts will help select the appropriate entity to suit your needs, then ensure you use the entity correctly and appropriately to limit your personal liability, minimize taxes, and create a business model designed to last. We provide all the necessary documents, specifically tailored for our unique industry, to ensure you are properly structured to meet your goals.
Employment Agreements
HR Solutions
Our Employment Agreements service is specifically crafted for the financial services industry and contains uniquely effective elements that balance your need to recruit and grow—with protecting your firm’s long-term value.
Compensation Design
HR Solutions
Our compensation research and models are specifically crafted for the financial services industry and contain uniquely effective strategies that will help your firm remain competitive, attract new talent, and sustain its enterprise value (unlike many historical revenue-based compensation plans).
Equity Sharing Plans
Leveraging our extensive industry knowledge and effective equity sharing strategies, SRG’s team of experts will provide one-on-one consultation as needed to help you understand the variety of equity sharing alternatives, pros and cons of each, provide clear recommendations, and then deliver the actual resources necessary to implement them successfully. SRG has developed a variety of equity and phantom equity strategies, including our Liquidation Rights plan, Equity Appreciation, and NextGen Investor Plan.